Examiners want logs. Clients want responsiveness. Regulators want retention. We build infrastructure that satisfies the SEC, FINRA, and your custodian, without slowing down the trading day.
Financial firms answer to regulators. The IT has to keep records under SEC 17a-4, stay exam-ready, and lock down client data without slowing the team down.
We support RIAs and financial firms across Collin County, compliant archiving, hardened endpoints, and infrastructure that stays quiet so advisors can focus on clients.
Stacks are designed around SEC and FINRA expectations, WORM archiving, access controls, audit trails, and the documentation an examiner will ask to see.
Yes. We provide safeguards, email archiving and books-and-records retention, and audit-ready evidence supporting SEC Regulation S-P and recordkeeping rules for RIAs and financial firms.
Layered security, 24/7 monitoring, advanced email filtering, and documented controls reduce breach and wire-fraud risk.
Yes. We are McKinney-based and serve financial firms across Collin County and North Texas.